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Our Broker Dealer

Our broker-dealer, Cetera Advisor Networks, was built on the belief that advisors could enjoy even greater success by joining high-performance teams offering local support and guidance while sharing best practices. These local teams lead the way in helping advisors dramatically grow their business at every career stage. These teams also help provide succession options and financial support that creates successful transitions. It's a model that built Cetera Advisor Networks into one of the nation's largest and most successful independent broker-dealers.

The parent company of Cetera Advisor Networks, Cetera Financial Group, is one of the nation’s largest families of independently managed firms, and is the cornerstone of the retail advice division of RCS Capital Corporation (NYSE: RCAP). Cetera Financial Group provides award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, and innovative technology for more than 8,000 independent financial professionals and more than 600 financial institutions nationwide.

Advanced Planning Group

Through our broker dealer’s parent company, Cetera Financial Group, our advisors have access to the Advanced Planning Group that provides advice and recommendations on sophisticated financial issues and strategies. The Advanced Planning Group’s highly-credentialed legal and tax professionals can provide detailed information on topics including:

  • Business and succession planning
  • Retirement and distribution planning
  • Wealth transfer and estate planning
  • Life insurance planning
  • Stock options

Securities and advisory services are offered by Registered Representatives through Cetera Advisor Networks LLC, member FINRA/SIPC. Some advisory services also offered through Vantage Financial Group, Inc., a Registered Investment Advisor. Cetera is under separate ownership from any other named entity.

This site is published for residents of the United States only. Financial Advisors of Cetera Advisor Networks may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all of the products and services referenced on this site may be available in every state and through every advisor listed. For additional information please contact the advisor(s) listed on the site, visit the Cetera Advisor Networks site at  


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